| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-08-18 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-18 | - |
| Rep | Dealing in securities | 2021-08-18 | - |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2021-05-04 | 2021-07-03 |
| Rep | Dealing in futures contracts | 2021-05-04 | 2021-07-03 |
| Rep | Dealing in securities | 2021-03-05 | 2021-07-03 |
| Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2019-10-16 | 2021-01-31 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-06 | 2019-06-27 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-06 | 2019-06-27 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-09-28 | 2017-08-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-09-28 | 2017-08-15 |