Personnel Hong Kong SFC License Details (ID 2638288)

Personnel Hong Kong SFC License Details (ID 2638288)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Advising on securities	2025-02-14	-
	Rep	Asset management	2025-02-14	-
	Rep	Dealing in securities	2025-02-14	-
	RO	Advising on securities	2022-08-17	2025-02-14
	RO	Asset management	2022-08-17	2025-02-14
	RO	Dealing in securities	2022-08-17	2025-02-14
	Rep	Advising on securities	2021-06-23	2022-08-17
	Rep	Asset management	2021-06-23	2022-08-17
	Rep	Dealing in securities	2021-06-23	2022-08-17
RONGTONG GLOBAL INVESTMENT LIMITED	Rep	Advising on securities	2019-04-26	2021-05-28
	Rep	Asset management	2019-04-26	2021-05-28
	Rep	Dealing in securities	2019-04-26	2021-05-28
	Rep	Advising on securities	2016-09-28	2018-07-13
	Rep	Asset management	2016-09-28	2018-07-13
	Rep	Dealing in securities	2016-09-28	2018-07-13