Personnel Hong Kong SFC License Details (ID 2638834)

Personnel Hong Kong SFC License Details (ID 2638834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	Rep	Advising on futures contracts	2019-10-08	2020-02-04
	Rep	Dealing in futures contracts	2019-10-08	2020-02-04
	Rep	Leveraged foreign exchange trading	2019-10-08	2020-02-04
	Rep	Advising on securities	2019-09-02	2020-02-04
	Rep	Dealing in securities	2019-09-02	2020-02-04
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2017-03-14	2019-03-19
	Rep	Advising on securities	2016-09-29	2019-03-19
	Rep	Asset management	2016-09-29	2019-03-19