Personnel Hong Kong SFC License Details (ID 2638848)

Personnel Hong Kong SFC License Details (ID 2638848)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Central China International Securities Co., Limited	Rep	Advising on securities	2021-08-04	-
	Rep	Dealing in securities	2021-07-15	-
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2021-06-03	2021-06-09
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-01-11	2021-04-11
	Rep	Dealing in securities	2018-04-16	2018-12-21
Kirin Securities Limited	Rep	Advising on securities	2017-11-10	2018-02-14
	Rep	Dealing in securities	2017-11-10	2018-02-14
Kirin Asset Management Limited	Rep	Asset management	2016-09-29	2018-02-14