Personnel Hong Kong SFC License Details (ID 2639547)

Personnel Hong Kong SFC License Details (ID 2639547)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2025-06-23	-
	Rep	Dealing in securities	2025-06-23	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2018-08-06	2025-05-14
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2018-08-06	2025-05-14
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2018-07-17	2025-05-14
China Securities (International) Corporate Finance Company Limited	Rep	Dealing in securities	2018-07-17	2025-05-14
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-09-30	2018-06-26