Personnel SFC Licences and HKMA Registrations (ID 2639555)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2026-06-24	-
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2016-09-30	2025-04-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.