Personnel Hong Kong SFC License Details (ID 2639562)

Personnel Hong Kong SFC License Details (ID 2639562)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Silk Road International Capital Limited	Rep	Asset management	2022-12-05	2023-03-10
	Rep	Dealing in securities	2022-12-05	2023-03-10
ZhongHua Finance Asset Management Co., Limited	Rep	Asset management	2019-12-05	2020-11-30
CHUNG LEE SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-10-11	2020-11-30
W. Falcon Asset Management (Asia) Limited	Rep	Advising on securities	2017-07-12	2017-11-24
	Rep	Asset management	2017-07-12	2017-11-24
	Rep	Dealing in securities	2016-11-03	2017-11-24
RICHES DEPOT SECURITIES CO., LIMITED	Rep	Dealing in securities	2016-09-30	2016-10-19