Personnel Hong Kong SFC License Details (ID 2639565)

Personnel Hong Kong SFC License Details (ID 2639565)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TOPAZ CAPITAL MANAGEMENT LIMITED	RO	Asset management	2025-06-27	-
Topaz Financial Group Limited	RO	Advising on futures contracts	2025-06-27	-
	RO	Advising on securities	2025-06-27	-
	RO	Dealing in futures contracts	2025-06-27	-
	RO	Dealing in securities	2025-06-27	-
	Rep	Advising on futures contracts	2025-06-04	2025-06-27
	Rep	Advising on securities	2019-07-16	2025-06-27
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2016-10-27	2025-06-27
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2016-09-30	2025-06-27
	Rep	Dealing in securities	2016-09-30	2025-06-27