Personnel Hong Kong SFC License Details (ID 2639568)

Personnel Hong Kong SFC License Details (ID 2639568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Advising on corporate finance	2025-05-14	-
	Rep	Dealing in securities	2025-04-17	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2018-12-19	2025-03-21
	Rep	Asset management	2017-12-18	2025-03-21
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-12-18	2018-12-19
	Rep	Dealing in securities	2017-12-18	2025-03-21
YUE XIU ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-03-08	2017-11-30
	Rep	Asset management	2017-03-08	2017-11-30
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-09-30	2017-02-17
	Rep	Dealing in securities	2016-09-30	2017-02-17