Personnel SFC Licences and HKMA Registrations (ID 2639695)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2026-04-29	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-02-16	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-02-16	-
	Rep	Dealing in securities	2026-02-16	-
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on futures contracts	2024-08-19	2025-12-27
	RO	Advising on securities	2024-08-19	2025-12-27
	RO	Dealing in futures contracts	2024-08-19	2025-12-27
	RO	Dealing in securities	2024-08-19	2025-12-27
	Rep	Advising on futures contracts	2016-10-03	2024-08-19
	Rep	Advising on securities	2016-10-03	2024-08-19
	Rep	Dealing in futures contracts	2016-10-03	2024-08-19
	Rep	Dealing in securities	2016-10-03	2024-08-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.