Personnel Hong Kong SFC License Details (ID 2639696)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-08-15	2023-12-12
	Rep	Advising on securities	2023-01-31	2023-02-03
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-12-18	2018-07-20
	Rep	Advising on securities	2017-12-18	2018-07-20
	Rep	Dealing in securities	2017-12-18	2018-07-20
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2016-10-03	2017-11-16