| TWO CITIES GLOBAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2023-05-05 | - |
| RO | Asset management | 2023-05-05 | - |
| Rep | Advising on securities | 2023-04-19 | 2023-05-05 |
| Rep | Asset management | 2023-04-19 | 2023-05-05 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2022-11-08 | 2023-01-19 |
| South China Investment Management Limited | Rep | Asset management | 2022-11-08 | 2023-01-19 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2022-11-08 | 2023-01-19 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2022-11-08 | 2023-01-19 |
| China Credit International Securities Co., Limited | RO | Advising on securities | 2022-01-26 | 2022-10-19 |
| RO | Asset management | 2022-01-26 | 2022-10-19 |
| RO | Dealing in securities | 2022-01-26 | 2022-10-19 |
| Rep | Advising on securities | 2021-12-28 | 2022-01-26 |
| Rep | Asset management | 2021-12-28 | 2022-01-26 |
| Rep | Dealing in securities | 2021-12-28 | 2022-01-26 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2021-10-07 | 2021-11-18 |
| Rep | Advising on securities | 2021-09-17 | 2021-11-18 |
| Rep | Dealing in securities | 2021-09-17 | 2021-11-18 |
| FWD Financial Planning Limited (HK) | RO | Advising on securities | 2021-06-29 | 2021-08-06 |
| RO | Dealing in securities | 2021-06-29 | 2021-08-06 |
| Rep | Advising on securities | 2020-08-21 | 2021-06-29 |
| Rep | Dealing in securities | 2020-08-21 | 2021-06-29 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-01 | 2019-08-17 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2018-01-03 | 2019-08-17 |
| Rep | Dealing in securities | 2016-10-04 | 2019-08-17 |