Personnel SFC Licences and HKMA Registrations (ID 26421815)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2026-01-12	-
	Rep	Dealing in securities	2025-07-11	-
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-09-02	2022-04-22
	Rep	Dealing in securities	2021-09-02	2022-04-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-15	2021-07-16
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-03-15	2021-07-16
	Rep	Dealing in securities	2021-03-15	2021-07-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.