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Personnel Hong Kong SFC License Details (ID 2642478)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Esperanza Fintech (Securities) Limited
RO
Advising on securities
2025-08-20
-
RO
Asset management
2025-08-20
-
BNP PARIBAS SECURITIES (ASIA) LIMITED
Rep
Advising on corporate finance
2016-10-07
2018-09-12