Personnel SFC Licences and HKMA Registrations (ID 2642478)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Esperanza Fintech (Securities) Limited	RO	Advising on securities	2025-08-20	-
	RO	Asset management	2025-08-20	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2016-10-07	2018-09-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.