Personnel Hong Kong SFC License Details (ID 2642496)

Personnel Hong Kong SFC License Details (ID 2642496)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Magpie Securities Limited (HK)	RO	Dealing in futures contracts	2023-01-26	2025-06-30
	RO	Dealing in futures contracts	2021-09-09	2022-08-02
	RO	Advising on securities	2021-09-09	2025-06-30
	RO	Asset management	2021-09-09	2025-06-30
	RO	Dealing in securities	2021-09-09	2025-06-30
	Rep	Advising on securities	2021-07-19	2021-09-09
	Rep	Asset management	2021-07-19	2021-09-09
	Rep	Dealing in futures contracts	2021-07-19	2021-09-09
	Rep	Dealing in securities	2021-07-19	2021-09-09
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2019-06-24	2020-03-08
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Advising on securities	2018-05-29	2020-03-08
	RO	Dealing in securities	2018-05-29	2020-03-08
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2018-05-29	2020-03-08
	RO	Dealing in securities	2017-05-10	2020-03-08
	Rep	Dealing in securities	2016-11-01	2017-05-10
	Rep	Advising on securities	2016-11-01	2018-05-29