Personnel Hong Kong SFC License Details (ID 2642590)

Personnel Hong Kong SFC License Details (ID 2642590)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Advising on corporate finance	2024-05-03	2024-05-22
	Rep	Dealing in securities	2024-05-03	2024-05-22
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2021-08-26	2023-07-31
	Rep	Dealing in securities	2021-08-26	2023-07-31
Merrill Lynch Far East Limited	Rep	Advising on securities	2021-08-26	2023-07-31
	Rep	Dealing in securities	2021-08-26	2023-07-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-07-28	2023-07-31
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-07-28	2023-07-31
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-01-08	2021-06-30
CMB International Capital Limited	Rep	Advising on corporate finance	2016-10-11	2017-10-12
	Rep	Dealing in securities	2016-10-11	2017-10-12