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Smart, Andrew John Hong Kong SFC License Details (ID 2642606)
Smart, Andrew John
SFC ID:
BIG064
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED
Rep
Advising on securities
2016-10-11
2017-04-26
Rep
Asset management
2016-10-11
2017-04-26