Personnel Hong Kong SFC License Details (ID 2643436)

Personnel Hong Kong SFC License Details (ID 2643436)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Broking Services (Hong Kong) Limited	Rep	Dealing in securities	2021-06-01	2022-05-16
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2021-06-01	2022-05-16
	Rep	Dealing in securities	2021-06-01	2022-05-16
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2020-09-30	2021-05-14
	Rep	Dealing in securities	2020-09-30	2021-05-14
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-10-12	2018-08-24
	Rep	Dealing in securities	2016-10-12	2018-08-24