| Credit Suisse (Hong Kong) Limited | RO | Dealing in futures contracts | 2025-04-09 | 2025-09-17 |
| RO | Dealing in securities | 2025-04-09 | 2025-09-17 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2025-04-09 | 2025-09-17 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2024-08-08 | 2024-09-25 |
| Rep | Dealing in futures contracts | 2024-08-08 | 2025-09-17 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-10-28 | 2025-04-09 |
| Rep | Dealing in securities | 2021-10-28 | 2025-04-09 |
| Rep | Dealing in futures contracts | 2016-10-13 | 2016-12-17 |
| Rep | Dealing in securities | 2016-10-13 | 2016-12-17 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-10-13 | 2016-12-17 |