Personnel Hong Kong SFC License Details (ID 2643814)

Personnel Hong Kong SFC License Details (ID 2643814)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-11-04	2024-11-07
	Rep	Dealing in securities	2024-11-04	2024-11-07
	Rep	Advising on securities	2024-08-09	2024-08-14
	Rep	Dealing in securities	2024-08-09	2024-08-14
	Rep	Advising on securities	2023-09-22	2023-09-26
	Rep	Dealing in securities	2023-09-22	2023-09-26
	Rep	Advising on securities	2020-01-29	2020-01-31
	Rep	Dealing in securities	2020-01-29	2020-01-31
	Rep	Advising on securities	2019-03-04	2019-03-08
	Rep	Dealing in securities	2019-03-04	2019-03-08
	Rep	Advising on securities	2018-10-25	2018-11-01
	Rep	Dealing in securities	2018-10-25	2018-11-01
	Rep	Advising on securities	2016-10-13	2016-10-20
	Rep	Dealing in securities	2016-10-13	2016-10-20