Personnel Hong Kong SFC License Details (ID 26441680)

Personnel Hong Kong SFC License Details (ID 26441680)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-08-01	2026-06-26
SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2022-08-02	2023-07-12
	Rep	Advising on securities	2022-08-02	2023-07-12
	Rep	Asset management	2022-08-02	2023-07-12
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2022-07-15	2023-07-12
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2022-07-15	2023-07-12
Eddid Securities and Futures Limited	Rep	Leveraged foreign exchange trading	2021-08-12	2022-04-08
	Rep	Dealing in futures contracts	2021-03-18	2022-04-08
	Rep	Dealing in securities	2021-03-18	2022-04-08