Personnel Hong Kong SFC License Details (ID 2644192)

Personnel Hong Kong SFC License Details (ID 2644192)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ActusRayPartners Limited	Rep	Advising on securities	2025-05-21	-
	Rep	Asset management	2025-05-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-08-31	2025-05-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-06-09	2025-05-09
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-06-09	2025-05-09
	Rep	Dealing in securities	2021-06-09	2025-05-09
PACIFIC EAGLE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-14	2017-08-17
	Rep	Asset management	2016-10-14	2017-08-17