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Tempest, Nicholas Alexander James (SFC:BGI091) Hong Kong SFC License Details (ID 2644196)
Tempest, Nicholas Alexander James (SFC:BGI091)
SFC ID:
BGI091
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
ST. JAMES'S PLACE (HONG KONG) LIMITED
Rep
Advising on securities
2016-10-14
2020-09-07
Rep
Dealing in securities
2016-10-14
2020-09-07