Personnel SFC Licences and HKMA Registrations (ID 2645119)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2021-04-20	-
	Rep	Asset management	2021-04-20	-
	Rep	Dealing in securities	2021-04-20	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2021-04-20	-
CWB Hong Kong Limited	Rep	Asset management	2018-09-24	2020-04-24
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-10-17	2018-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.