Personnel Hong Kong SFC License Details (ID 2645121)

Personnel Hong Kong SFC License Details (ID 2645121)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pacific Aegis Capital Management (IM) Limited	Rep	Asset management	2026-05-21	-
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2018-09-27	2019-01-22
	Rep	Advising on securities	2018-09-27	2019-01-22
	Rep	Dealing in securities	2018-09-27	2019-01-22
CEB International Capital Corporation Limited	Rep	Advising on corporate finance	2017-07-21	2018-08-28
	Rep	Advising on securities	2017-07-21	2018-08-28
	Rep	Dealing in securities	2017-07-21	2018-08-28
VBG Capital Limited	Rep	Advising on corporate finance	2016-10-17	2017-06-30