Lit, Ching Nam 列正南

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in securities	2022-06-28	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2021-03-22	2022-06-02
	Rep	Dealing in securities	2021-03-22	2022-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in securities	2022-06-28	-
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2021-03-22	2022-06-02
	Rep	Dealing in securities	2021-03-22	2022-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.