Personnel Hong Kong SFC License Details (ID 2648105)

Personnel Hong Kong SFC License Details (ID 2648105)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2019-08-15	2024-04-15
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2019-08-15	2024-04-15
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-08-06	2019-05-12
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2018-08-06	2019-05-12
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	2018-07-13
	Rep	Dealing in securities	2017-02-13	2018-07-13
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2016-10-24	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2016-10-24	2017-02-12