Personnel SFC Licences and HKMA Registrations (ID 2648734)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	RO	Advising on futures contracts	2019-09-09	-
	RO	Advising on securities	2019-09-09	-
	RO	Dealing in futures contracts	2019-09-09	-
	RO	Dealing in securities	2019-09-09	-
	Rep	Dealing in futures contracts	2016-10-25	2019-09-09
	Rep	Dealing in securities	2016-10-25	2019-09-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AE6881

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
NATIXIS	Dealing in securities	EO	GLOBAL HEAD OF CREDIT SOLUTIONS & HEAD OF CREDIT TRADING, ASIA PACIFIC	2020-05-05	—	Current
NATIXIS	Dealing in futures contracts	EO	GLOBAL HEAD OF CREDIT SOLUTIONS & HEAD OF CREDIT TRADING, ASIA PACIFIC	2020-05-05	—	Current
NATIXIS	Advising on securities	EO	GLOBAL HEAD OF CREDIT SOLUTIONS & HEAD OF CREDIT TRADING, ASIA PACIFIC	2020-05-05	—	Current
NATIXIS	Advising on futures contracts	EO	GLOBAL HEAD OF CREDIT SOLUTIONS & HEAD OF CREDIT TRADING, ASIA PACIFIC	2020-05-05	—	Current
NATIXIS	Dealing in securities	Non-EO	—	2017-02-23	2020-05-04	Former
NATIXIS	Dealing in futures contracts	Non-EO	—	2017-02-23	2020-05-04	Former
BNP PARIBAS	Dealing in securities	Non-EO	—	2010-06-22	2016-07-08	Former