Personnel Hong Kong SFC License Details (ID 2649876)

Personnel Hong Kong SFC License Details (ID 2649876)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-04-20	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-03-12	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-03-12	-
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2018-12-18	2021-01-28
	Rep	Dealing in securities	2018-12-18	2021-01-28
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-10-27	2018-11-20
	Rep	Dealing in securities	2016-10-27	2018-11-20