Personnel Hong Kong SFC License Details (ID 26505502)

Personnel Hong Kong SFC License Details (ID 26505502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Going Securities Limited	Rep	Advising on futures contracts	2025-04-23	2025-10-03
	Rep	Advising on securities	2025-04-23	2025-10-03
	Rep	Dealing in futures contracts	2025-04-23	2025-10-03
	Rep	Dealing in securities	2025-04-23	2025-10-03
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2024-05-10	2025-03-17
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2024-05-10	2025-03-17
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2024-05-10	2025-03-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2024-05-10	2025-03-17
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-03-30	2023-05-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-30	2023-05-23