| Stellaris Asset Management Limited | RO | Advising on securities | 2026-04-22 | - |
| RO | Asset management | 2026-04-22 | - |
| Rep | Advising on securities | 2026-03-20 | 2026-04-22 |
| Rep | Asset management | 2026-03-20 | 2026-04-22 |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | RO | Advising on securities | 2025-06-30 | 2026-02-06 |
| RO | Asset management | 2025-06-30 | 2026-02-06 |
| RO | Dealing in securities | 2025-06-30 | 2026-02-06 |
| Rep | Advising on securities | 2025-05-08 | 2025-06-30 |
| Rep | Asset management | 2025-05-08 | 2025-06-30 |
| Rep | Dealing in securities | 2025-05-08 | 2025-06-30 |
| I Win Asset Management Limited | RO | Advising on securities | 2023-01-09 | 2025-03-20 |
| RO | Asset management | 2023-01-09 | 2025-03-20 |
| I WIN SECURITIES LIMITED | RO | Dealing in securities | 2023-01-09 | 2025-03-20 |
| I Win Asset Management Limited | Rep | Advising on securities | 2022-10-31 | 2023-01-09 |
| Rep | Asset management | 2022-10-31 | 2023-01-09 |
| I WIN SECURITIES LIMITED | Rep | Dealing in securities | 2022-10-31 | 2023-01-09 |
| Bluemount Securities Limited | RO | Advising on securities | 2022-02-15 | 2022-08-19 |
| RO | Dealing in securities | 2022-02-15 | 2022-08-19 |
| Bluemount Asset Management Limited | Rep | Asset management | 2020-07-20 | 2022-08-19 |
| Bluemount Securities Limited | Rep | Advising on securities | 2019-03-22 | 2022-02-15 |
| Rep | Dealing in securities | 2019-03-22 | 2022-02-15 |
| CENTRAL WEALTH FUTURES LIMITED | Rep | Advising on futures contracts | 2017-04-05 | 2019-03-13 |
| Rep | Dealing in futures contracts | 2017-04-05 | 2019-03-13 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Advising on securities | 2016-10-28 | 2019-03-13 |
| Rep | Dealing in securities | 2016-10-28 | 2019-03-13 |