Personnel Hong Kong SFC License Details (ID 2651456)

Personnel Hong Kong SFC License Details (ID 2651456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2026-09-01	-
	Rep	Dealing in securities	2026-09-01	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2022-07-07	2026-07-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2020-03-19	2021-06-20
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2020-03-19	2021-06-20
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2020-03-06	2021-06-20
	Rep	Asset management	2020-03-06	2021-06-20
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-03-06	2021-06-20
	Rep	Asset management	2020-03-06	2021-06-20
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Advising on securities	2018-09-24	2020-01-10
	Rep	Asset management	2018-09-24	2020-01-10
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2016-10-31	2018-08-31
	Rep	Dealing in securities	2016-10-31	2018-08-31