Personnel Hong Kong SFC License Details (ID 26519586)

Personnel Hong Kong SFC License Details (ID 26519586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2025-08-28	-
	Rep	Dealing in securities	2025-08-28	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2024-07-12	2025-04-11
CITIC Securities International Global Markets Limited	Rep	Advising on securities	2024-05-22	2025-04-11
	Rep	Dealing in futures contracts	2024-05-22	2025-04-11
	Rep	Dealing in securities	2024-05-22	2025-04-11
	Rep	Advising on securities	2021-04-01	2023-02-17
	Rep	Dealing in futures contracts	2021-04-01	2023-02-17
	Rep	Dealing in securities	2021-04-01	2023-02-17