Personnel Hong Kong SFC License Details (ID 2652261)

Personnel Hong Kong SFC License Details (ID 2652261)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Everbright Investment Management Limited	RO	Advising on securities	2021-10-25	2023-05-16
	RO	Asset management	2021-10-25	2023-05-16
	Rep	Asset management	2018-11-16	2021-10-25
	Rep	Advising on securities	2018-11-07	2021-10-25
China Everbright Global Investment Advisors Company Limited	Rep	Advising on corporate finance	2017-11-27	2018-11-07
	Rep	Advising on securities	2017-11-27	2018-11-07
	Rep	Dealing in securities	2017-11-27	2018-11-07
China Everbright Investment Management Limited	Rep	Advising on securities	2016-11-01	2017-03-31
	Rep	Asset management	2016-11-01	2017-03-31