Personnel Hong Kong SFC License Details (ID 2652853)

Personnel Hong Kong SFC License Details (ID 2652853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2019-07-30	2021-11-16
	Rep	Asset management	2019-07-30	2021-11-16
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-07-30	2021-11-16
GEO Securities Limited	Rep	Advising on securities	2019-04-08	2019-07-17
	Rep	Asset management	2019-04-08	2019-07-17
	Rep	Dealing in securities	2019-03-25	2019-07-17
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2017-11-15	2018-12-01
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2017-05-15	2017-10-18
Rifa Securities Limited	Rep	Dealing in securities	2016-11-02	2017-05-04