Personnel SFC Licences and HKMA Registrations (ID 2654130)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	RO	Advising on securities	2023-09-07	-
	RO	Dealing in securities	2023-09-07	-
	Rep	Advising on securities	2023-09-07	2023-09-07
	Rep	Dealing in securities	2023-09-07	2023-09-07
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on securities	2016-11-04	2020-09-11
	Rep	Dealing in securities	2016-11-04	2020-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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