Personnel Hong Kong SFC License Details (ID 2654133)

Personnel Hong Kong SFC License Details (ID 2654133)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2026-05-04	-
	Rep	Dealing in securities	2026-05-04	-
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-09-11	2020-03-01
	Rep	Dealing in securities	2019-09-11	2020-03-01
QUAM CAPITAL LIMITED	Rep	Dealing in securities	2018-10-29	2019-07-01
	Rep	Advising on corporate finance	2017-02-07	2019-07-01
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2016-11-04	2016-12-31
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-11-04	2016-12-31