Personnel Hong Kong SFC License Details (ID 2654136)

Personnel Hong Kong SFC License Details (ID 2654136)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metaverse Securities Limited (HK)	Rep	Advising on securities	2022-03-23	2022-05-07
	Rep	Dealing in securities	2022-03-23	2022-05-07
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2020-11-27	2021-11-09
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-11-06	2021-11-09
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2020-11-06	2021-11-09
	Rep	Dealing in securities	2020-11-06	2021-11-09
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2020-06-03	2020-08-16
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-08-08	2020-08-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-02-08	2020-08-16
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-02-08	2020-08-16
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-02-08	2020-08-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2019-02-08	2020-08-16
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-08-01	2019-01-19
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-12	2019-01-19
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2016-11-04	2018-06-16