Personnel Hong Kong SFC License Details (ID 2654144)

Personnel Hong Kong SFC License Details (ID 2654144)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2025-09-01	2026-01-01
	Rep	Dealing in futures contracts	2025-09-01	2026-01-01
	Rep	Dealing in securities	2025-09-01	2026-01-01
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2022-07-26	2025-08-31
CHIEF SECURITIES LIMITED	Rep	Advising on securities	2022-07-26	2025-08-31
	Rep	Dealing in securities	2022-07-26	2025-08-31
I-ACCESS INVESTORS LIMITED	Rep	Advising on futures contracts	2020-06-08	2021-08-02
	Rep	Advising on securities	2020-06-08	2021-08-02
	Rep	Dealing in futures contracts	2016-11-04	2021-08-02
	Rep	Dealing in securities	2016-11-04	2021-08-02