Personnel SFC Licences and HKMA Registrations (ID 2654149)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Asset Management Limited	Rep	Advising on securities	2024-11-06	-
	Rep	Asset management	2024-11-06	-
WRise Prestige Securities Limited	Rep	Dealing in securities	2024-11-06	-
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-01-16	2024-08-26
	Rep	Dealing in securities	2023-01-16	2024-08-26
	Rep	Asset management	2021-04-09	2024-08-26
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2018-11-09	2023-01-16
	Rep	Dealing in securities	2018-11-09	2023-01-16
Sun International Investment Services Limited	Rep	Advising on securities	2017-07-26	2018-07-09
	Rep	Dealing in securities	2017-01-10	2018-07-09
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-11-04	2016-12-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.