Personnel Hong Kong SFC License Details (ID 2655594)

Personnel Hong Kong SFC License Details (ID 2655594)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CWB Hong Kong Limited	Rep	Advising on securities	2018-08-16	2020-04-24
	Rep	Asset management	2018-08-16	2020-04-24
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2018-01-12	2018-05-31
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2017-10-30	2017-11-06
	Rep	Asset management	2017-10-30	2017-11-06
	Rep	Dealing in securities	2017-10-30	2017-11-06
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2016-11-08	2017-08-31
	Rep	Asset management	2016-11-08	2017-08-31
	Rep	Dealing in securities	2016-11-08	2017-08-31