Personnel SFC Licences and HKMA Registrations (ID 26556054)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cosmos One Capital Limited	RO	Advising on securities	2025-05-06	-
	RO	Asset management	2025-05-06	-
	RO	Dealing in securities	2025-05-06	-
	Rep	Advising on securities	2021-08-03	2025-05-06
	Rep	Asset management	2021-08-03	2025-05-06
	Rep	Dealing in securities	2021-04-09	2025-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.