Personnel SFC Licences and HKMA Registrations (ID 26556102)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2023-09-04	-
	Rep	Asset management	2023-09-04	-
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2021-06-18	2023-07-21
	Rep	Asset management	2021-06-18	2023-07-21
Infinite Capital Limited (HK)	Rep	Advising on securities	2021-04-08	2021-05-23
	Rep	Asset management	2021-04-08	2021-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.