Personnel SFC Licences and HKMA Registrations (ID 2656151)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRANSING SECURITIES CO., LIMITED	RO	Advising on securities	2023-11-27	-
	RO	Dealing in securities	2023-11-27	-
ORIENT SECURITIES LIMITED	RO	Advising on securities	2023-04-06	2023-11-10
	RO	Dealing in securities	2023-04-06	2023-11-10
Kai Yin Securities Limited	RO	Advising on securities	2022-11-07	2023-03-31
	RO	Dealing in securities	2022-01-19	2023-03-31
	Rep	Dealing in securities	2021-12-24	2022-01-19
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2020-06-03	2021-08-31
	Rep	Dealing in securities	2020-06-03	2021-08-31
Well Link Securities Limited	Rep	Dealing in securities	2018-07-12	2020-05-31
China Jianxin Financial Services Limited	Rep	Dealing in securities	2016-11-09	2018-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.