Personnel Hong Kong SFC License Details (ID 2656157)

Personnel Hong Kong SFC License Details (ID 2656157)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-03-01	2020-07-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-03-01	2020-07-20
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2017-09-25	2018-03-01
	Rep	Advising on securities	2017-09-25	2018-03-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2017-09-25	2018-03-01
	Rep	Advising on securities	2017-09-25	2018-03-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2017-09-25	2018-03-01
	Rep	Asset management	2017-09-25	2018-03-01
	Rep	Dealing in securities	2017-09-25	2018-03-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2017-02-15	2018-03-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-11-09	2018-03-01