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Sweeting, Richard Thomas Hong Kong SFC License Details (ID 2656161)
Sweeting, Richard Thomas
SFC ID:
BIN255
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Dealing in securities
2018-04-26
2022-08-26
Rep
Dealing in securities
2016-11-09
2016-11-14