Personnel Hong Kong SFC License Details (ID 2656754)

Personnel Hong Kong SFC License Details (ID 2656754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GaoTeng Global Asset Management Limited	RO	Advising on securities	2025-03-06	-
	RO	Asset management	2025-03-06	-
	RO	Dealing in securities	2025-03-06	-
	Rep	Advising on securities	2025-01-13	2025-03-06
	Rep	Asset management	2025-01-13	2025-03-06
	Rep	Dealing in securities	2025-01-13	2025-03-06
OSL Asset Management Limited	RO	Advising on securities	2024-06-14	2024-11-15
	RO	Asset management	2024-06-14	2024-11-15
	RO	Dealing in securities	2024-06-14	2024-11-15
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2022-07-05	2024-04-18
	Rep	Asset management	2022-07-05	2024-04-18
	Rep	Dealing in securities	2022-07-05	2024-04-18
BITFIRE ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2022-01-25	2022-06-15
	RO	Asset management	2022-01-25	2022-06-15
	Rep	Advising on securities	2021-12-15	2022-01-25
	Rep	Asset management	2021-12-15	2022-01-25
CSOP Asset Management Limited	Rep	Advising on securities	2016-11-10	2021-08-20
	Rep	Asset management	2016-11-10	2021-08-20