Personnel Hong Kong SFC License Details (ID 2657617)

Personnel Hong Kong SFC License Details (ID 2657617)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-11-14	2025-11-18
	Rep	Dealing in securities	2018-11-23	2018-11-28
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-11-23	2018-11-28
Morgan Stanley Asia Limited	Rep	Dealing in securities	2017-11-10	2017-11-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2017-11-10	2017-11-15
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-11-11	2016-11-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-11-11	2016-11-16