Personnel SFC Licences and HKMA Registrations (ID 26589561)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2021-04-13	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ8117

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES	2025-10-22	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES	2025-10-22	—	Current
星展銀行 (香港) 有限公司	Dealing in securities	Non-EO	GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES	2025-10-22	—	Current
星展銀行 (香港) 有限公司	Advising on securities	Non-EO	GENERALIST, EQUITIES SALES SUPPORT, VICKERS SECURITIES	2025-10-22	—	Current