Personnel SFC Licences and HKMA Registrations (ID 2659027)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fort Hill Capital Limited	Rep	Asset management	2026-11-04	-
BOCOM International Asset Management Limited	Rep	Asset management	2022-05-23	2026-04-23
BOCOM International Securities Limited	Rep	Advising on securities	2018-10-03	2020-04-21
	Rep	Dealing in securities	2018-10-03	2020-04-21
ABCI Securities Company Limited	Rep	Advising on securities	2017-09-04	2018-09-21
	Rep	Dealing in securities	2016-11-15	2018-09-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.